U.S. expecting foreign actors to question validity of election
U.S. adversaries are preparing to question the validity of the Nov. 5 presidential election results after polls close, ...
Combating Pump-And-Dump Scams In The Age Of Social Media
Historically, pump-and-dump scams were conducted through cold-calling or email schemes. However, social media platforms have ...
US securities regulator's top cop to leave agency
The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, ...
Bitwise Files for First XRP Exchange-Traded Fund
Bitwise's filing acknowledges the risk that the Securities and Exchange Commission (SEC) could win an appeal to reverse a ...
Shein’s Founder Heads to U.S. to Meet Investors Ahead of London IPO
The fashion giant’s Sky Xu engages in a first face-to-face with global institutions amid a turbulent journey to go public.
TD Securities to Pay More Than $28 Million in Connection With Spoofing Charges
The Securities and Exchange Commission also said the bank was charged for failing to supervise the former head of its ...
JD Supra2h
2024 Ray Garrett Jr. Corporate & Securities Law Institute: SEC Officials Comment on Disclosures and Enforcement Priorities
U.S. Securities and Exchange Commission (SEC) officials, private practitioners, in-house counsel, and others in the corporate and securities ...
Automotive News2d
Bankrupt EV maker Fisker faces probe by U.S. securities regulator; multiple subpoenas issued
Fisker is selling off its assets and plans to ask a U.S. bankruptcy judge to approve its liquidation plan at an Oct. 9 ...
The Daily Hodl1d
Mark Cuban Says FTX and Three Arrows Capital Would Still Be Operating if Gary Gensler Had Done the Right Thing
Billionaire and Shark Tank star Mark Cuban is blasting U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler for ...
TD Securities ordered to pay more than $6M by SEC for alleged spoofing
U.S. securities division was charged with manipulating the U.S. Treasury cash securities market through an illicit trading ...
Hoodline5d
Texas Stock Exchange Announces Seasoned Leadership Team and Board As It Prepares to Enter Competitive U.S. Market
The Texas Stock Exchange announces its experienced leadership team, advancing its goal to compete with major exchanges.
Nasdaq Reports September 2024 Volumes and 3Q24 Statistics
NEW YORK, Oct. 07, 2024 (GLOBE NEWSWIRE) -- Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for September 2024, as well as quarterly volumes, estimated revenue capture, number of listings, and ...